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Swiss Asset Management AG (SAM) is an authorized member firm of d’Organisme de Surveillance pour Intermédiaires Financiers & Trustees ("SOFIT") (Member No.: Member No.: 1272), and as such is supervised by SOFIT in its capacity as a supervisory body officially recognised by the Swiss Financial Market Supervisory Authority (FINMA), with supervision pursuant to the Swiss Federal Anti-Money Laundering Act (AMLA) and independent asset management. The rules of professional conduct of SOFIT regulate the content of the asset management agreement and how it must be implemented (asset manager's duty of trust, information and due diligence towards the customer and regulation of the asset manager's compensation), with due attention aid to the protection of investors. Regulatory issues regarding SAM should be addressed to SOFIT.

Swiss Asset Management AG is registered with the Swiss Companies Register under company number CHE-100.818.828, with its registered address at Bahnhofstrasse 32, 6300 Zug, Switzerland.